|
GT Solar International (SOLR)
|
07/23/08 |
Credit Suisse |
$15.50 - $17.50
|
$16.50
|
N/A
|
N/A
|
|
North Asia Investment Cor (NHR-U)
|
07/23/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
N/A
|
N/A
|
|
Energy Recovery (ERII)
|
07/01/08 |
Citi |
$7.00 - $9.00
|
$8.50
|
$11.19
|
31.6 %
|
|
Navios Maritime Acquisiti (NNA-U)
|
06/25/08 |
J.P. Morgan |
$10.00 - $10.00
|
$10.00
|
$10.15
|
1.5 %
|
|
Britannia Bulk Holdings (DWT)
|
06/17/08 |
Goldman Sachs |
$17.00 - $19.00
|
$15.00
|
$13.74
|
-8.4 %
|
|
RHI Entertainment (RHIE)
|
06/17/08 |
J.P. Morgan |
$16.00 - $18.00
|
$14.00
|
$12.60
|
-10.0 %
|
|
Safe Bulkers (SB)
|
05/28/08 |
Merrill Lynch |
$20.00 - $22.00
|
$19.00
|
$18.82
|
-0.9 %
|
|
American Capital Agency (AGNC)
|
05/14/08 |
Citi |
$20.00 - $20.00
|
$20.00
|
$15.43
|
-22.9 %
|
|
Verso Paper (VRS)
|
05/14/08 |
Credit Suisse |
$16.00 - $18.00
|
$12.00
|
$6.50
|
-45.8 %
|
|
Western Gas Partners L.P. (WES)
|
05/08/08 |
UBS Investment |
$17.00 - $19.00
|
$16.50
|
$16.13
|
-2.2 %
|
|
Colfax (CFX)
|
05/07/08 |
Merrill Lynch |
$15.00 - $17.00
|
$18.00
|
$25.82
|
43.4 %
|
|
Real Goods Solar (RSOL)
|
05/07/08 |
ThinkPanmure |
$10.00 - $12.00
|
$10.00
|
$6.38
|
-36.2 %
|
|
Pioneer Southwest Energy (PSE)
|
04/30/08 |
Citi |
$19.00 - $21.00
|
$19.00
|
$19.71
|
3.7 %
|
|
Hatteras Financial (HTS)
|
04/24/08 |
Keefe Bruyette |
$24.00 - $26.00
|
$24.00
|
$23.70
|
-1.3 %
|
|
Whiting USA Trust I (WHX)
|
04/24/08 |
Raymond James |
$19.00 - $21.00
|
$20.00
|
$21.07
|
5.4 %
|
|
American Water Works (AWK)
|
04/22/08 |
Goldman Sachs |
$24.00 - $26.00
|
$21.50
|
$18.87
|
-12.2 %
|
|
Intrepid Potash (IPI)
|
04/21/08 |
Goldman Sachs |
$24.00 - $26.00
|
$32.00
|
$54.22
|
69.4 %
|
|
CardioNet (BEAT)
|
03/18/08 |
Citi |
$22.00 - $24.00
|
$18.00
|
$27.90
|
55.0 %
|
|
Visa (V)
|
03/18/08 |
J.P. Morgan |
$37.00 - $42.00
|
$44.00
|
$73.25
|
66.5 %
|
|
Heritage-Crystal Clean (HCCI)
|
03/11/08 |
William Blair |
$10.50 - $12.50
|
$11.50
|
$13.11
|
14.0 %
|
|
BPW Acquisition Corp. (BPW)
|
02/26/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.24
|
-7.6 %
|
|
BioHeart (BHRT)
|
02/18/08 |
Merriman Curhan |
$6.00 - $8.00
|
$5.25
|
$3.42
|
-34.8 %
|
|
GHL Acquisition Corp. (GHQ.U)
|
02/14/08 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.75
|
-2.5 %
|
|
MAKO Surgical (MAKO)
|
02/14/08 |
J.P. Morgan |
$14.00 - $16.00
|
$10.00
|
$7.97
|
-20.3 %
|
|
ArcSight (ARST)
|
02/13/08 |
Morgan Stanley |
$9.00 - $11.00
|
$9.00
|
$10.99
|
22.1 %
|
|
Asia Time Corporation (TYM)
|
02/11/08 |
Westpark Capita |
$3.00 - $4.00
|
$3.50
|
$4.05
|
15.7 %
|
|
Overture Acquisition (NLX)
|
01/30/08 |
J.P. Morgan |
$10.00 - $10.00
|
$10.00
|
$9.33
|
-6.7 %
|
|
ATA Inc. (ATAI)
|
01/28/08 |
Merrill Lynch |
$9.50 - $11.50
|
$9.50
|
$14.31
|
50.6 %
|
|
Cascal (HOO)
|
01/28/08 |
J.P. Morgan |
$17.00 - $19.00
|
$12.00
|
$11.70
|
-2.5 %
|
|
ReneSola (SOL)
|
01/28/08 |
Credit Suisse |
$15.45 - $15.45
|
$13.00
|
$15.86
|
22.0 %
|
|
Atlas Acquisition Holding (AXG)
|
01/24/08 |
Lazard |
$10.00 - $10.00
|
$10.00
|
$9.21
|
-7.9 %
|
|
IPC (IPCM)
|
01/24/08 |
Credit Suisse |
$15.00 - $17.00
|
$16.00
|
$22.62
|
41.4 %
|
|
RiskMetrics Group (RMG)
|
01/24/08 |
Credit Suisse |
$17.00 - $19.00
|
$17.50
|
$18.70
|
6.9 %
|
|
Trian Acquisition I Corp. (TUX)
|
01/24/08 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.25
|
-7.5 %
|
|
Sapphire Industrials Corp (FYR)
|
01/18/08 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.33
|
-6.7 %
|
|
Sports Properties Acquisi (HMR)
|
01/18/08 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.38
|
-6.2 %
|
|
Williams Pipeline Partner (WMZ)
|
01/17/08 |
Lehman Brothers |
$19.00 - $21.00
|
$20.00
|
$16.23
|
-18.9 %
|
|
Asia Special Situation Ac (CIO)
|
01/16/08 |
Maxim Group LLC |
$10.00 - $10.00
|
$10.00
|
$9.20
|
-8.0 %
|
|
Polaris Acquisition (TKP)
|
01/14/08 |
Lazard |
$10.00 - $10.00
|
$10.00
|
$9.35
|
-6.5 %
|
|
NetSuite (N)
|
12/19/07 |
Credit Suisse |
$13.00 - $16.00
|
$26.00
|
$18.06
|
-30.5 %
|
|
Gushan Environmental Ener (GU)
|
12/18/07 |
Merrill Lynch |
$11.50 - $13.50
|
$9.60
|
$12.24
|
27.5 %
|
|
Orion Energy Systems (OESX)
|
12/18/07 |
Thomas Weisel |
$12.00 - $14.00
|
$13.00
|
$5.99
|
-53.9 %
|
|
Intellon (ITLN)
|
12/13/07 |
Deutsche Bank |
$9.00 - $11.00
|
$6.00
|
$3.90
|
-35.0 %
|
|
MEMSIC (MEMS)
|
12/13/07 |
Citi |
$11.00 - $13.00
|
$10.00
|
$3.08
|
-69.2 %
|
|
K12 (LRN)
|
12/12/07 |
Morgan Stanley |
$16.00 - $18.00
|
$18.00
|
$23.91
|
32.8 %
|
|
MedAssets (MDAS)
|
12/12/07 |
Morgan Stanley |
$14.00 - $16.00
|
$16.00
|
$15.36
|
-4.0 %
|
|
Teekay Tankers Ltd. (TNK)
|
12/12/07 |
Citi |
$17.50 - $19.50
|
$19.50
|
$21.86
|
12.1 %
|
|
United Refining Energy Co (URX)
|
12/12/07 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.37
|
-6.3 %
|
|
VanceInfo Technologies In (VIT)
|
12/11/07 |
Citi |
$7.50 - $9.50
|
$8.50
|
$9.72
|
14.4 %
|
|
Xinyuan Real Estate (XIN)
|
12/11/07 |
Merrill Lynch |
$13.00 - $15.00
|
$14.00
|
$6.46
|
-53.9 %
|
|
Cardtronics (CATM)
|
12/10/07 |
Deutsche Bank |
$14.00 - $16.00
|
$10.00
|
$7.63
|
-23.7 %
|
|
ChinaEdu Corporation (CEDU)
|
12/10/07 |
Bear Stearns |
$10.00 - $12.00
|
$10.00
|
$3.85
|
-61.5 %
|
|
Global Brands Acquisition (GQN)
|
12/07/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.35
|
-6.5 %
|
|
Tremisis Energy Acquisiti (TGY)
|
12/07/07 |
Merrill Lynch |
$8.00 - $8.00
|
$8.00
|
$7.32
|
-8.5 %
|
|
Entropic Communications (ENTR)
|
12/06/07 |
Credit Suisse |
$9.00 - $11.00
|
$6.00
|
$3.98
|
-33.7 %
|
|
Liberty Acquisition Holdi (LIA)
|
12/06/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.14
|
-8.6 %
|
|
Triple-S Management (GTS)
|
12/06/07 |
Credit Suisse |
$16.00 - $18.00
|
$14.50
|
$16.23
|
11.9 %
|
|
Titan Machinery (TITN)
|
12/05/07 |
Craig-Hallum Ca |
$7.50 - $9.50
|
$8.50
|
$29.11
|
242.5 %
|
|
VisionChina Media (VISN)
|
12/05/07 |
Credit Suisse |
$9.50 - $11.50
|
$8.00
|
$17.16
|
114.5 %
|
|
WSP Holdings Limited (WH)
|
12/05/07 |
J.P. Morgan |
$10.50 - $12.50
|
$8.50
|
$7.71
|
-9.3 %
|
|
North Shore Acquisition (NSAQ)
|
12/04/07 |
EarlyBird Capit |
$8.00 - $8.00
|
$8.00
|
$7.16
|
-10.5 %
|
|
Camden Learning Corp (CAEL)
|
11/30/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.35
|
-8.1 %
|
|
Global Consumer Acquisiti (GHC)
|
11/21/07 |
Deutsche Bank |
$10.00 - $10.00
|
$10.00
|
$9.28
|
-7.2 %
|
|
Ideation Acquisition Corp (IDI)
|
11/20/07 |
Lazard |
$8.00 - $8.00
|
$8.00
|
$7.32
|
-8.5 %
|
|
China Holdings Acquisitio (HOL)
|
11/19/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.20
|
-8.0 %
|
|
SuccessFactors (SFSF)
|
11/19/07 |
Morgan Stanley |
$8.00 - $10.00
|
$10.00
|
$10.79
|
7.9 %
|
|
3PAR Inc. (PAR)
|
11/15/07 |
Goldman Sachs |
$11.00 - $13.00
|
$14.00
|
$7.70
|
-45.0 %
|
|
Chimera Investment (CIM)
|
11/15/07 |
Merrill Lynch |
$15.00 - $15.00
|
$15.00
|
$8.01
|
-46.6 %
|
|
El Paso Pipeline Partners (EPB)
|
11/15/07 |
Lehman Brothers |
$19.00 - $21.00
|
$20.00
|
$18.58
|
-7.1 %
|
|
Internet Brands (INET)
|
11/15/07 |
Thomas Weisel |
$10.00 - $12.00
|
$8.00
|
$5.99
|
-25.1 %
|
|
Prospect Acquisition (PAX)
|
11/15/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.29
|
-7.1 %
|
|
Rubicon Technology (RBCN)
|
11/15/07 |
UBS Investment |
$12.00 - $14.00
|
$14.00
|
$17.78
|
27.0 %
|
|
EnergySolutions (ES)
|
11/14/07 |
Credit Suisse |
$19.00 - $21.00
|
$23.00
|
$19.85
|
-13.7 %
|
|
EnteroMedics (ETRM)
|
11/14/07 |
J.P. Morgan |
$14.00 - $16.00
|
$8.00
|
$3.75
|
-53.2 %
|
|
MSCI (MXB)
|
11/14/07 |
Morgan Stanley |
$14.00 - $16.00
|
$18.00
|
$33.20
|
84.4 %
|
|
Virtual Radiologic (VRAD)
|
11/14/07 |
Goldman Sachs |
$16.00 - $18.00
|
$17.00
|
$15.59
|
-8.3 %
|
|
Heckmann Corporation (HEK)
|
11/13/07 |
Credit Suisse |
$8.00 - $8.00
|
$8.00
|
$8.90
|
11.3 %
|
|
Och-Ziff Capital Manageme (OZM)
|
11/13/07 |
Goldman Sachs |
$30.00 - $33.00
|
$32.00
|
$17.26
|
-46.1 %
|
|
Navios Maritime Partners (NMM)
|
11/12/07 |
Merrill Lynch |
$19.00 - $21.00
|
$20.00
|
$12.15
|
-39.3 %
|
|
2020 ChinaCap Acquirco (TTY)
|
11/09/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.35
|
-8.1 %
|
|
American Public Education (APEI)
|
11/08/07 |
William Blair |
$15.00 - $17.00
|
$20.00
|
$41.61
|
108.1 %
|
|
Capitol Acquisition (CLA)
|
11/08/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.33
|
-6.7 %
|
|
China Nepstar Chain Drugs (NPD)
|
11/08/07 |
Goldman Sachs |
$11.50 - $13.50
|
$16.20
|
$8.47
|
-47.7 %
|
|
Ensign Group (ENSG)
|
11/08/07 |
D.A. Davidson |
$18.00 - $20.00
|
$16.00
|
$12.25
|
-23.4 %
|
|
Enterprise Acquisition (EST)
|
11/08/07 |
UBS Investment |
$10.00 - $10.00
|
$10.00
|
$9.37
|
-6.3 %
|
|
Lumber Liquidators (LL)
|
11/08/07 |
Goldman Sachs |
$12.00 - $14.00
|
$11.00
|
$14.69
|
33.5 %
|
|
OSG America L.P. (OSP)
|
11/08/07 |
Citi |
$19.00 - $21.00
|
$19.00
|
$12.52
|
-34.1 %
|
|
Quest Energy Partners (QELP)
|
11/08/07 |
Wachovia Securi |
$19.00 - $21.00
|
$18.00
|
$16.20
|
-10.0 %
|
|
Approach Resources (AREX)
|
11/07/07 |
J.P. Morgan |
$14.00 - $16.00
|
$12.00
|
$18.49
|
54.1 %
|
|
Golden Pond Healthcare (GPH)
|
11/07/07 |
Deutsche Bank |
$8.00 - $8.00
|
$8.00
|
$7.37
|
-7.9 %
|
|
ICx Technologies (ICXT)
|
11/07/07 |
Lehman Brothers |
$17.00 - $19.00
|
$16.00
|
$7.25
|
-54.7 %
|
|
Agria Corporation (GRO)
|
11/06/07 |
Credit Suisse |
$14.50 - $16.50
|
$16.50
|
$4.63
|
-71.9 %
|
|
AirMedia (AMCN)
|
11/06/07 |
Morgan Stanley |
$9.00 - $11.00
|
$15.00
|
$13.45
|
-10.3 %
|
|
ARYx Therapeutics (ARYX)
|
11/06/07 |
Morgan Stanley |
$14.00 - $16.00
|
$10.00
|
$5.10
|
-49.0 %
|
|
BioForm Medical (BFRM)
|
11/06/07 |
J.P. Morgan |
$9.00 - $11.00
|
$8.00
|
$5.00
|
-37.5 %
|
|
SandRidge Energy (SD)
|
11/05/07 |
Lehman Brothers |
$22.00 - $24.00
|
$26.00
|
$46.37
|
78.3 %
|
|
Neutral Tandem (TNDM)
|
11/01/07 |
Morgan Stanley |
$11.00 - $13.00
|
$14.00
|
$17.95
|
28.2 %
|
|
Deltek (PROJ)
|
10/31/07 |
Credit Suisse |
$17.00 - $19.00
|
$18.00
|
$7.99
|
-55.6 %
|
|
Giant Interactive Group (GA)
|
10/31/07 |
Merrill Lynch |
$12.00 - $14.00
|
$15.50
|
$10.45
|
-32.6 %
|
|
Nanosphere (NSPH)
|
10/31/07 |
Credit Suisse |
$14.00 - $16.00
|
$14.00
|
$9.50
|
-32.1 %
|
|
SoundBite Communications (SDBT)
|
10/31/07 |
Cowen & Com |
$12.00 - $14.00
|
$8.00
|
$3.06
|
-61.8 %
|
|
012 Smile.Communications (SMLC)
|
10/30/07 |
CIBC World Mark |
$14.00 - $16.00
|
$12.00
|
$9.90
|
-17.5 %
|
|
CNinsure Inc. (CISG)
|
10/30/07 |
Morgan Stanley |
$11.00 - $13.00
|
$16.00
|
$12.04
|
-24.8 %
|
|
Genoptix (GXDX)
|
10/29/07 |
Lehman Brothers |
$14.00 - $16.00
|
$17.00
|
$29.18
|
71.6 %
|
|
NovaBay Pharmaceuticals (NBY)
|
10/25/07 |
Dundee Securiti |
$4.00 - $6.00
|
$4.00
|
$2.00
|
-50.0 %
|
|
Power Medical Interventio (PMII)
|
10/25/07 |
Jefferies |
$12.00 - $14.00
|
$11.00
|
$6.00
|
-45.5 %
|
|
FGX International Holding (FGXI)
|
10/24/07 |
William Blair |
$14.00 - $16.00
|
$16.00
|
$10.03
|
-37.3 %
|
|
Pzena Investment Manageme (PZN)
|
10/24/07 |
Goldman Sachs |
$16.00 - $18.00
|
$18.00
|
$9.11
|
-49.4 %
|
|
Secure America Acquisitio (HLD)
|
10/24/07 |
Suntrust Robins |
$8.00 - $8.00
|
$8.00
|
$7.43
|
-7.1 %
|
|
Ulta Beauty (ULTA)
|
10/24/07 |
J.P. Morgan |
$14.00 - $16.00
|
$18.00
|
$11.49
|
-36.2 %
|
|
Longtop Financial Technol (LFT)
|
10/23/07 |
Goldman Sachs |
$12.00 - $14.00
|
$17.50
|
$16.35
|
-6.6 %
|
|
Vanguard Natural Resource (VNR)
|
10/23/07 |
Citi |
$19.00 - $21.00
|
$19.00
|
$15.70
|
-17.4 %
|
|
CVR Energy (CVI)
|
10/22/07 |
Goldman Sachs |
$18.00 - $20.00
|
$19.00
|
$14.28
|
-24.8 %
|
|
Fuqi International (FUQI)
|
10/22/07 |
Merriman Curhan |
$7.00 - $9.00
|
$9.00
|
$8.70
|
-3.3 %
|
|
Triplecrown Acquisition (TCW)
|
10/22/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.23
|
-7.7 %
|
|
DuPont Fabros Technology (DFT)
|
10/18/07 |
Lehman Brothers |
$19.00 - $21.00
|
$21.00
|
$16.79
|
-20.0 %
|
|
Global BPO Services (OOO)
|
10/18/07 |
Deutsche Bank |
$8.00 - $8.00
|
$8.00
|
$7.73
|
-3.4 %
|
|
Maxcom Telecommunications (MXT)
|
10/18/07 |
Morgan Stanley |
$15.50 - $17.50
|
$17.50
|
$11.95
|
-31.7 %
|
|
Noah Education Holdings (NED)
|
10/18/07 |
Deutsche Bank |
$9.80 - $11.80
|
$14.00
|
$5.71
|
-59.2 %
|
|
NRDC Acquisition (NAQ)
|
10/18/07 |
Banc of America |
$10.00 - $10.00
|
$10.00
|
$9.34
|
-6.6 %
|
|
TM Entertainment and Medi (TMI)
|
10/18/07 |
Pali Capital |
$8.00 - $8.00
|
$8.00
|
$7.35
|
-8.1 %
|
|
Stone Tan China Acquisiti (STTA)
|
10/16/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.38
|
-7.8 %
|
|
TranS1 (TSON)
|
10/16/07 |
Lehman Brothers |
$12.00 - $14.00
|
$15.00
|
$9.56
|
-36.3 %
|
|
Rodman & Renshaw Capital (RODM)
|
10/15/07 |
Sandler O'Neill |
$5.00 - $7.00
|
$5.00
|
$1.70
|
-66.0 %
|
|
SP Acquisition Holdings (DSP)
|
10/11/07 |
UBS Investment |
$10.00 - $10.00
|
$10.00
|
$9.35
|
-6.5 %
|
|
Virgin Mobile USA (VM)
|
10/10/07 |
Lehman Brothers |
$15.00 - $17.00
|
$15.00
|
$2.67
|
-82.2 %
|
|
Compellent Technologies (CML)
|
10/09/07 |
Morgan Stanley |
$10.00 - $12.00
|
$13.50
|
$12.24
|
-9.3 %
|
|
Targanta Therapeutics (TARG)
|
10/09/07 |
Credit Suisse |
$12.00 - $14.00
|
$10.00
|
$6.88
|
-31.2 %
|
|
Textainer Group Holdings (TGH)
|
10/09/07 |
Credit Suisse |
$19.00 - $21.00
|
$16.50
|
$19.77
|
19.8 %
|
|
China Digital TV (STV)
|
10/04/07 |
Morgan Stanley |
$11.00 - $13.00
|
$16.00
|
$13.79
|
-13.8 %
|
|
MAP Pharmaceuticals (MAPP)
|
10/04/07 |
Merrill Lynch |
$14.00 - $16.00
|
$12.00
|
$9.20
|
-23.3 %
|
|
Highlands Acquisition (HIA)
|
10/03/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.25
|
-7.5 %
|
|
Inter-Atlantic Financial (IAN)
|
10/03/07 |
Morgan Joseph |
$8.00 - $8.00
|
$8.00
|
$7.50
|
-6.2 %
|
|
Constant Contact (CTCT)
|
10/02/07 |
CIBC World Mark |
$12.00 - $14.00
|
$16.00
|
$18.38
|
14.9 %
|
|
Hicks Acquisition Company (TOH)
|
09/28/07 |
Citi |
$10.00 - $10.00
|
$10.00
|
$9.28
|
-7.2 %
|
|
China Architectural Engin (RCH)
|
09/27/07 |
Westpark Capita |
$3.00 - $4.00
|
$3.50
|
$10.72
|
206.3 %
|
|
Duff & Phelps (DUF)
|
09/27/07 |
Goldman Sachs |
$16.50 - $18.50
|
$16.00
|
$16.27
|
1.7 %
|
|
Babcock & Brown Air LTD (FLY)
|
09/26/07 |
Morgan Stanley |
$22.00 - $24.00
|
$23.00
|
$13.05
|
-43.3 %
|
|
Seanergy Maritime (SRG)
|
09/25/07 |
Maxim Group LLC |
$10.00 - $10.00
|
$10.00
|
$9.82
|
-1.8 %
|
|
athenahealth (ATHN)
|
09/19/07 |
Goldman Sachs |
$14.00 - $16.00
|
$18.00
|
$29.53
|
64.1 %
|
|
Encore Energy Partners (ENP)
|
09/11/07 |
UBS Investment |
$20.00 - $22.00
|
$21.00
|
$23.11
|
10.0 %
|
|
Cosan Limited (CZZ)
|
08/15/07 |
Credit Suisse |
$11.55 - $11.55
|
$10.50
|
$13.27
|
26.4 %
|
|
VMware (VMW)
|
08/13/07 |
Citi |
$23.00 - $25.00
|
$29.00
|
$37.00
|
27.6 %
|
|
Horsehead Holding (ZINC)
|